1. Discovery Process

  • Identify your goals, values, dreams, concerns /challenges.
 

2. Develop Investment Strategy

  • Determine risk tolerance
  • Analyze current investment portfolio
  • Develop asset allocation strategy
  • Portfolio construction
 

3. Investment Strategy Meeting

  • In-person meeting to present recommended investment strategy.
 

4. Execute Investment Strategy

  • Open new accounts
  • Transfer existing assets
  • Conduct trades to execute agreed-upon Investment Strategies
 

5. Follow-Up Meeting

  • First statements
  • Organization of paperwork
  • Set-up online account access and review online resources.
 

6. Develop Wealth Management Plan

  • Comprehensive Financial Planning
  • Retirement Planning
  • Education Planning
  • Charitable Giving
  • Succession Planning
 

7. Ongoing Management & Monitoring

  • Develop schedule for review meetings
  • Monitoring of asset management
  • Changes as needed

 

Note: Each clients situation is unique. At times, this process may be modified to better suit the needs of an individual or household.